Attendees will have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, is pleased to announce its participation at the 2019 CEFLI Annual Conference & Compliance Leadership Forum, held September 11-13 in Nashville, TN. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they need to be […]
Continue readingMore TagMonth: August 2019
State of Employee Conduct Management and Policy Governance
JOIN US: We’d like to invite senior compliance, risk and ethics officers at large banks and financial services firms to an upcoming roundtable to discuss best practices in employee conduct management and policy governance. These informative, free events will be hosted by internationally renowned GRC expert Michael Rasmussen. Register for an event near you: New York City | Thursday, September 19 | 3:00 PM – 6:00 PM EDT | Register Now Charlotte, NC | Tuesday, October 8 | 3:00 PM – 6:00 PM EDT | Register Now Leading the way for change: Creating a culture of compliance Upholding ethical standards […]
Continue readingMore TagCelent Recognizes RegEd with 2019 XCelent Customer Base Award
Award identifies RegEd’s Xchange as the leading solution in the distribution management space. RegEd, the leading provider of compliance technology to insurance companies, broker-dealers and banks, today announced that Celent, a leading research and consulting firm, has awarded RegEd the 2019 XCelent Customer Base Award for its market-leading Enterprise Licensing and Registration solution, Xchange. The findings were published in the Celent Distribution Management System Vendors – North America report. The XCelent Awards aim to assist financial institutions and technology providers in staying well-informed on industry trends by providing in-depth research and evaluation of the vendor marketplace and recognizing providers who […]
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