September 2024

It’s the Final Countdown…Get Your IAR CE Renewals Straight; Don’t be Late!

Happy Renewal Season!!! As year-end 2024 approaches, it’s a great time to review the Investment Adviser Representative Continuing Education (IAR CE) status for your associates required to satisfy this annual requirement. IARs who fail to satisfy their IAR CE requirement for two consecutive years risk being administratively terminated in jurisdictions that have implemented an IAR CE requirement unless they satisfy ‘at a minimum’ the full 2023 requirement before year-end 2024. Although not rocket science, there are some complexities around the unique nature of the IAR CE program that still creates some confusion for the industry. For example, it’s important to […]

RegEd to Showcase AI-Powered Advertising Review Solution at 2024 FINRA Advertising Regulation Conference

Attendees will have the opportunity to learn about the industry’s leading enterprise advertising compliance review solution, powered by advanced capabilities that integrate AI technology to drive speed to market and reduce risk. RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation at the FINRA Advertising Regulation Conference in Washington, DC, Sept. 26-27, 2022. FINRA’s Advertising Regulation Conference presents an extensive agenda tailored for both newcomers and seasoned professionals in communications compliance and marketing. Attendees will benefit from interactive sessions led by industry and regulatory experts, focusing […]

RegEd to Participate in 2024 AICP Annual Conference

RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is a proud Sponsor and participant in the 2024 Association of Insurance Compliance Professionals’ (AICP) Annual Conference in Indianapolis, IN, on Sept.15-18, 2024. This year’s AICP conference, themed “Shift into Overdrive: Join the Race for Regulatory Excellence,” will serve as a platform for industry professionals to explore and address the pressing challenges faced by compliance teams in Property and Casualty as well as Life and Health sectors. Attendees can look forward to engaging discussions with senior insurance compliance professionals, regulators, and thought leaders […]