Webinar: The SEC’s Proposed Standard of Conduct Rules and Forms for Broker-Dealers and Investment Advisers (2018)
Description: An overview of the April 2018 SEC rules and guidance governing the fiduciary duty and standard of conduct.
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Holiday Close Notification:
RegEd Customer Service will be available from 8:00 AM ET - 6:00 PM ET on Monday, December 23rd. RegEd’s offices will be closed on Tuesday, December 24th and Wednesday, December 25th in observance of Christmas. Normal business hours will resume at 8:00 AM ET on Thursday, December 26th. All systems will remain operational and available. |
Description: An overview of the April 2018 SEC rules and guidance governing the fiduciary duty and standard of conduct.