Attendees will also have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, will be a supporting partner sponsor at the upcoming ACLI Compliance & Legal Sections Annual Meeting 2019, held July 15-17 in Fort Lauderdale, FL. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they […]
Continue readingMore TagCategory: News
RegEd, News, Press, PR
RegEd to Showcase Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2019
Solutions for managing employee code of conduct, regulatory relations and exams, policies and procedures, audits and other core compliance processes will be showcased at the event Raleigh, NC, May 24, 2019 – RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the American Bankers Association Regulatory Compliance Conference 2019. The event will be held June 9-12 in New Orleans, LA. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus. “Banks must navigate economic headwinds, regulatory uncertainty and an increasingly […]
Continue readingMore TagRegEd to Host NAIC Market Regulation Webinar for Compliance, Legal and Risk Management Professionals in the Insurance Industry
Educational Webinar Delivers Insight on Current Market Regulation Initiatives Raleigh, NC, May 23, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance and risk management technology to the insurance and financial services industries will host a webinar “NAIC Update and Important Trends in Insurance Company Market Conduct” on May 30, 2019. The session will be led by Randy A. Helder, Assistant Director of Market Regulation, National Association of Insurance Commissioners (NAIC). Attendees will include executives and senior managers from Compliance, Legal and Risk Management across the insurance industry. The webinar will provide attendees with insight into current NAIC Market […]
Continue readingMore TagRegEd to Participate in Annual NAIC/NIPR Insurance Summit 2019
RegEd will showcase enterprise solutions for contracting/onboarding, appointment processing and credentialing management at the event Raleigh, NC, May 22, 2019 – RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will showcase enterprise licensing, appointment and registration solutions at the upcoming Insurance Summit 2019. The event, to be held June 3-7 in Kansas City, is presented jointly by the National Association of Insurance Commissioners (NAIC) and National Insurance Producer Registry (NIPR). The Insurance Summit combines NAIC and NIPR resources in a premier conference for insurance professionals to explore the future of insurance regulation. The conference […]
Continue readingMore TagRegEd and IRI Announce Partnership to Deliver Training to Help Industry Professionals Comply With New York Regulation 187
The new course will inform producers of their obligations under the regulation to act in the best interest of clients when recommending annuities or life insurance transactions Raleigh, NC, May 13, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to deliver a course to help meet New York Regulation 187 requirements. The course, NY Reg 187: Suitability and Best Interest of Clients in Life Insurance and Annuity Transactions, informs producers of their obligations under New York Regulation 187 […]
Continue readingMore TagRegEd to Showcase Enterprise Platform Solution at 2019 FINRA Annual Conference
Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements. Raleigh, NC, May 10, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation at the 2019 FINRA Annual Conference in Washington, DC, May 15-17, 2019. FINRA’s annual conference provides securities industry practitioners with guidance on regulatory priorities and addresses the compliance and regulatory issues investment advisers and broker-dealers face in today’s evolving industry with interactive forums led by […]
Continue readingMore TagRegEd Hosts Eighth Annual Client Conference in Fort Lauderdale, FL
Sessions united around best practices to tackle pressing challenges in today’s demanding business and regulatory environment Raleigh, NC, April 15, 2019 – RegEd, the leading provider of compliance technology solutions to the financial services industry, hosted its eighth annual RegEd Compliance Alliance (RCA) Client Conference in Fort Lauderdale, FL on April 8th – 10th, 2019. The 2019 RegEd Compliance Alliance provided CCOs, Compliance professionals, Licensing and Registration and other operations professionals, with the unique opportunity to build critical knowledge on industry hot topics, engage with regulators on the latest updates and trends, and discuss compliance developments with peers and RegEd […]
Continue readingMore TagRegEd to Participate in SIFMA C&L Annual Seminar 2019
Annual Seminar is the premier event for compliance and legal professionals in the financial services industry Raleigh, NC, March 18, 2019 – RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Securities Industry and Financial Markets Association (SIFMA) Compliance & Legal Annual Seminar in Phoenix, AZ, March 24-27, 2019. The SIFMA Compliance & Legal Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. The three-day seminar provides a unique opportunity for industry leaders and regulators to gather, network […]
Continue readingMore TagRegEd to Participate in ARM Annual Conference 2019
Conference connects attendees with the latest industry trends and Licensing and Registration best practices from subject matter experts and industry regulators Morrisville, NC, Feb. 27, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the Association of Registration Management, Inc. (ARM) Annual Conference in Amelia Island, FL, March 4-6, 2019. The ARM Annual Conference is a three-day educational event focused on issues and developments surrounding the registration and licensing functions for the securities and insurance industries. Attendees will benefit from in-depth educational sessions […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Solutions at 2019 FSI OneVoice Conference
Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements. Raleigh, NC, Jan. 25, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in New Orleans, LA, January 28-30, 2019. The FSI OneVoice conference is an educational forum for broker-dealer home office executives. This year’s event will offer more than 25 sessions on topics including conflicts of interest, cybersecurity, technology, […]
Continue readingMore Tag