A number of well-publicized scandals in recent years have brought risky sales and communications practices to the forefront of investor consciousness and regulator focus. These risks are likely to be exacerbated as the fallout from the COVID-19 pandemic continues.
For organizations to protect their reputation and serve the best interest of their customers, they must mitigate practices that fail to serve the best interest of investors, including non-compliant marketing, advertising and customer communications.
More firms are turning to specialized workflow management technology to optimize processes for communication submission, review, collaboration and approval, speeding time to market for review items.
Download this executive brief to learn more.
A number of well-publicized scandals in recent years have brought risky sales and communications practices to the forefront of investor consciousness and regulator focus. These risks are likely to be exacerbated as the fallout from the COVID-19 pandemic continues.
For organizations to protect their reputation and serve the best interest of their customers, they must mitigate practices that fail to serve the best interest of investors, including non-compliant marketing, advertising and customer communications.
More firms are turning to specialized workflow management technology to optimize processes for communication submission, review, collaboration and approval, speeding time to market for review items.
Download this executive brief to learn more.