Attendees will have the Opportunity to Learn How to Navigate Today’s Evolving Regulatory Landscape with RegEd’s Innovative Solutions at the can’t miss industry event.
RegEd, the leading provider of compliance technology solutions for broker-dealers and financial services firms, is pleased to announce its participation in the 2024 FINRA Annual Conference in Washington, DC, from May 14-16, 2024. As a proud sponsor, RegEd will host a double kiosk, located at booth #36 in the M4 level exhibit hall, and a client welcome reception on Monday, May 13.
The FINRA Annual Conference is an essential event for securities industry professionals, offering insights into regulatory priorities and addressing key compliance and regulatory issues facing investment advisers and broker-dealers. The conference features interactive forums led by industry veterans and regulators, covering a wide range of topics including technology trends, cybersecurity, and risk management.
RegEd will leverage this premier event to showcase its robust enterprise compliance platform and solutions designed to enhance operational efficiency, effectiveness, and transparency across financial services firms. Conference attendees will have the opportunity to learn about RegEd solutions, including:
AI-Powered Advertising Review: Streamlined user experience with submission intelligence, advanced indexing, searching capabilities, and FINRA AREF integration, reducing review times significantly.
Branch Audit Management: Efficient end-to-end process for planning, conducting, and reporting on branch audits.
Conflicts of Interest Management: Seamlessly monitor, identify, and address conflicts of interest and code of conduct issues, including management of gifts, gratuities, and contributions.
Onboarding, Licensing, and Registration: Industry-leading automation that ensures cost-efficiency and satisfaction in managing representatives’ compliance and education requirements.
RegEd’s representatives will be on-site to engage with attendees, understand their compliance challenges, and discuss tailored solutions that help broker-dealers and financial services firms meet regulatory requirements and manage their compliance programs proactively.
RegEd invites conference participants to visit booth #36 to explore these solutions and more. For more information on RegEd’s participation in the 2024 FINRA Annual Conference, please contact 800-334-8322 or email sales@reged.com.
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit www.reged.com.