Report - Marketing Compliance in the Financial Services Industry

RegEd is pleased to provide you with a copy of “Marketing Compliance in the Financial Services Industry,” a report from research and consulting company Celent.

Among the greatest challenges faced by banks, broker-dealers, insurance companies and other financial services firms is to rigorously review sales and marketing materials for compliance with firm and regulatory requirements, and do so in an efficient process that supports sales and marketing initiatives in a timely manner.

This report, authored by Neil Katkov, PhD, Head of Risk & Compliance at Celent, provides an overview of the different challenges faced by the financial services industry in regards to marketing and advertising compliance. The report also details some of the factors to consider when deciding on advanced technology to manage your advertising and marketing compliance process.

Download this report to learn more.

About RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.