RegEd.com| Resource – Video: Achieving a Unified Compliance and Credentialing Technology Vision
FEATURED AT THE FINRA ANNUAL CONFERENCE
Achieving a Unified Compliance and Credentialing Technology Vision
This presentation, featured at the FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.
ABOUT THE PRESENTER
Adam Schaub has been in compliance in the financial services industry for more than 20 years. He most recently led the Compliance Services team at Avantax, and formerly served as the CCO at 1st Global. Adam is now Vice President of Platform Product Management at RegEd.
Scroll to top
Privacy Statement and Cookie Policy
We use cookies to optimize the use of our website. You can find more information in our Privacy Policy. AcceptRead More
Privacy & Cookies Policy
Privacy Overview
This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the ...
Necessary cookies are absolutely essential for the website to function properly. This category only includes cookies that ensures basic functionalities and security features of the website. These cookies do not store any personal information.
Any cookies that may not be particularly necessary for the website to function and is used specifically to collect user personal data via analytics, ads, other embedded contents are termed as non-necessary cookies. It is mandatory to procure user consent prior to running these cookies on your website.
