The new course will inform producers of their obligations under the regulation to act in the best interest of clients when recommending annuities or life insurance transactions Raleigh, NC, May 13, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to deliver a course to help meet New York Regulation 187 requirements. The course, NY Reg 187: Suitability and Best Interest of Clients in Life Insurance and Annuity Transactions, informs producers of their obligations under New York Regulation 187 […]
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Events
RegEd to Showcase Enterprise Platform Solution at 2019 FINRA Annual Conference
Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements. Raleigh, NC, May 10, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation at the 2019 FINRA Annual Conference in Washington, DC, May 15-17, 2019. FINRA’s annual conference provides securities industry practitioners with guidance on regulatory priorities and addresses the compliance and regulatory issues investment advisers and broker-dealers face in today’s evolving industry with interactive forums led by […]
Continue readingMore TagRegEd Hosts Eighth Annual Client Conference in Fort Lauderdale, FL
Sessions united around best practices to tackle pressing challenges in today’s demanding business and regulatory environment Raleigh, NC, April 15, 2019 – RegEd, the leading provider of compliance technology solutions to the financial services industry, hosted its eighth annual RegEd Compliance Alliance (RCA) Client Conference in Fort Lauderdale, FL on April 8th – 10th, 2019. The 2019 RegEd Compliance Alliance provided CCOs, Compliance professionals, Licensing and Registration and other operations professionals, with the unique opportunity to build critical knowledge on industry hot topics, engage with regulators on the latest updates and trends, and discuss compliance developments with peers and RegEd […]
Continue readingMore TagRegEd to Participate in SIFMA C&L Annual Seminar 2019
Annual Seminar is the premier event for compliance and legal professionals in the financial services industry Raleigh, NC, March 18, 2019 – RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Securities Industry and Financial Markets Association (SIFMA) Compliance & Legal Annual Seminar in Phoenix, AZ, March 24-27, 2019. The SIFMA Compliance & Legal Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. The three-day seminar provides a unique opportunity for industry leaders and regulators to gather, network […]
Continue readingMore TagRegEd to Participate in ARM Annual Conference 2019
Conference connects attendees with the latest industry trends and Licensing and Registration best practices from subject matter experts and industry regulators Morrisville, NC, Feb. 27, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the Association of Registration Management, Inc. (ARM) Annual Conference in Amelia Island, FL, March 4-6, 2019. The ARM Annual Conference is a three-day educational event focused on issues and developments surrounding the registration and licensing functions for the securities and insurance industries. Attendees will benefit from in-depth educational sessions […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Solutions at 2019 FSI OneVoice Conference
Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements. Raleigh, NC, Jan. 25, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in New Orleans, LA, January 28-30, 2019. The FSI OneVoice conference is an educational forum for broker-dealer home office executives. This year’s event will offer more than 25 sessions on topics including conflicts of interest, cybersecurity, technology, […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Solutions at 2018 NSCP National Conference
Attendees will learn how RegEd enables hundreds of clients to efficiently meet compliance obligations associated with conflicts of interest, advertising review, branch audits, employee risk monitoring, onboarding and licensing and registration RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2018 National Society of Compliance Professionals (NSCP) National Conference in Atlanta, GA, on October 29-31, 2018. Recognized as one of the most comprehensive educational offerings within the securities compliance industry, the NSCP National Conference offers more than 60 sessions, covering topics that are relevant to investment advisers, broker-dealers, […]
Continue readingMore TagRegEd Compliance Thought Leaders to Participate in 29th Annual SILA National Education Conference
RegEd subject matter experts will contribute to multiple conference sessions and will be considered for awards in recognition of leadership and service to the Industry RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, will participate in the 2018 SILA National Education Conference in Indianapolis, IN on Sept. 30-Oct. 3, 2018. The conference will provide more than 40 substantive sessions and an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. John M. Schobel, RegEd […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Management Solutions at AICP Annual Conference 2018
Annual conference is the premier event for insurance compliance professionals, attracting more than 700 attendees RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the Association of Insurance Compliance Professionals’ (AICP) Annual Conference 2018 in Nashville, TN, Sept. 23-26, 2018. The 31st AICP Annual Conference will host over 700 insurance compliance professionals from Property and Casualty and Life and Health companies. The program will offer more than 60 educational sessions including the evolving regulatory environment, cybersecurity, and market conduct. Presenters and panelists include senior compliance […]
Continue readingMore TagRegEd CEO & Founder to Speak at FSI Forum in Salt Lake City, Utah
John M. Schobel will speak as part of the event’s Executive Track, on the topic of innovation and automation in the financial services industry Financial services professionals will gather at the FSI Forum at the Grand America Hotel in Salt Lake City, Utah, on September 24-26 to discuss the foremost challenges facing advisors and executives in the industry. RegEd CEO & Founder John M. Schobel will speak at the event, on the topic of technology innovation and automation, and how technology will impact the industry in the future. The FSI Forum is an in-depth, issues-focused educational conference that includes both […]
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