RegEd, the leading provider of compliance technology solutions to the financial services industry, is proud to announce its platinum-level sponsorship at the 2025 Insurance Advertising Compliance Association (IAdCA) Conference, scheduled for April 2-4 in Charleston, SC. RegEd will present cutting-edge advancements in AI and advertising compliance during a special 15-minute demonstration on Thursday, April 3. Mark Mashewke, Principal Product Manager at RegEd, will lead the session, titled “AI and Advanced Technologies: Revolutionizing Advertising Compliance and Accelerating Market Readiness.” Mashewske will demonstrate how RegEd’s solutions leverage AI and advanced workflow automation to streamline the advertising compliance review process and accelerate time-to-market. […]
Continue readingMore TagRegEd Webinar with Datos Insights to Spotlight Distribution & Compensation Management Trends in the Insurance Industry
Panelists will address modernization strategies and technology investments shaping the future of producer management RegEd, the leader in enterprise compliance and regulatory technology solutions, is partnering with Datos Insights to present a timely and insightful webinar, “The Future of Distribution & Compensation Management – Key Trends and Strategies.” The event will explore the rapidly evolving landscape of producer management, the increasing need for modernization, and how carriers can stay ahead by leveraging the latest technology solutions. As insurers navigate a shifting workforce demographic, the demand for streamlined onboarding, licensing, and compensation systems has never been greater. With 64% of carriers […]
Continue readingMore TagRegEd to Showcase Industry-Leading Compliance Solutions at the 2025 IRI Annual Conference
RegEd Thought Leaders to Present on Enabling Real-Time “Clear to Sell” in a Dynamic Compliance Environment RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will be a sponsor and exhibitor at the 2025 IRI Annual Conference, taking place March 26-28 at the JW Marriott Tampa. RegEd will exhibit at Booth #3, where attendees can learn how the company’s enterprise solutions streamline compliance and empower insurers to accelerate producer onboarding and sales readiness. The IRI Annual Conference convenes leaders from across the insured retirement industry, offering key insights into regulatory developments, technology advancements, and best […]
Continue readingMore TagRegEd Expands AI Capabilities with Launch of New AI-Powered Media Transcription for Advertising Compliance Review
New capability streamlines the compliance review process for multi-media content, enhancing efficiency, accuracy and time-to market for sales and marketing materials. RegEd, the leading provider of compliance solutions for financial services firms, today announced the launch of media transcription capabilities within its AI-powered advertising review solution. This new feature enables firms to seamlessly review multimedia content—such as videos, webinars, and podcasts—by automatically transcribing audio and video files and applying AI-enabled compliance analysis as part of a seamless, fully integrated workflow. As firms increasingly leverage digital media to engage clients, regulatory expectations for compliance oversight remain stringent and continue to evolve. […]
Continue readingMore TagRegEd Welcomes Evan Cox as Chief Technology Officer to Drive Technology Innovation and Client Success
RegEd, the market-leading provider of enterprise compliance solutions for insurance companies and financial services firms, is thrilled to announce the appointment of Evan Cox as Chief Technology Officer (CTO). With more than two decades of experience in technology leadership, Cox will spearhead RegEd’s technology strategy—advancing security, reliability, and platform modernization to ensure continued innovation and superior client outcomes. As CTO, Cox will focus on enhancing RegEd’s cloud-based SaaS architecture, modernizing APIs and software development processes, expanding deployment options, and fortifying cybersecurity and compliance measures. His leadership will be instrumental in strengthening RegEd’s cutting-edge compliance and credentialing technology, ensuring clients receive […]
Continue readingMore TagRegEd to Showcase Xchange Producer Management and Real-time Clear-to-Sell Solution at 2025 LIMRA Distribution Conference
RegEd, the leading provider of producer management technology for the insurance and financial services, will showcase its next-generation Xchange Producer Management solution, featuring its industry-first CLEARXchangeSM real-time “clear to sell” capability, at the 2025 LIMRA Distribution Conference. As firms continue to navigate an evolving regulatory landscape, RegEd’s advanced technology enables them to streamline producer onboarding, ensure compliance, and accelerate time to market. RegEd’s Xchange Producer Management automates critical producer lifecycle processes, integrating onboarding, licensing, appointments, and registration into a seamless workflow. The solution’s CLEARXchange module provides real-time validation of producer credentials, ensuring that agents and advisors can place business immediately […]
Continue readingMore TagKey Takeaways from FINRA’s 2025 Annual Regulatory Oversight Report: What Compliance Professionals Need to Know
Each year, FINRA’s Annual Regulatory Oversight Report serves as a critical resource for compliance professionals, outlining evolving risks, regulatory expectations, and areas where firms continue to face challenges. The 2025 report reflects key developments across multiple risk areas, emphasizing third-party risk management, artificial intelligence (AI), the remote inspections pilot, outside business activities (OBA), private securities transactions (PST), and communications with the public among others. For firms, these insights are not just a review of recent findings — they offer a roadmap for where FINRA’s examiners will be focusing their attention in 2025. Below, we break down some key takeaways from […]
Continue readingMore TagRegEd Expands its Xchange Solution to Support Canadian Insurance Licensing and Securities Registration Requirements
Partnership with a Fortune 500 Wealth Management Firm Drives the Advancement of the Industry-Leading Licensing & Registration Solution to Support Firms Operating in Both the US and Canada RegEd, the leading provider of regulatory compliance and credentialing solutions for the financial services industry, today announced the expansion of its Xchange Producer Management platform to support insurance licensing and securities registration in Canada. This expansion enables financial services firms to harmonize their US and Canadian licensing and registration processes, leveraging Xchange’s advanced automation to improve efficiency, enhance compliance, and accelerate time-to-market for financial professionals operating across both regions. The move comes […]
Continue readingMore TagOBA and PST Rules Could Be Consolidated: What Does It Mean for the Industry?
The Financial Industry Regulatory Authority (FINRA) is considering a significant potential change in how it governs certain areas of conflicts of interest by consolidating its rules on Outside Business Activities (OBA) and Private Securities Transactions (PST). This proposal could bring much-needed clarity and efficiency to compliance processes for member firms. Current Landscape: OBA and PST Rules At present, OBAs and PSTs are governed separately under FINRA Rules 3270 and 3280. These rules outline how registered representatives must disclose and seek approval for activities and private securities transactions outside their primary roles with their member firms. While these rules aim to […]
Continue readingMore TagRegEd Continues Expansion of Audit Management Capabilities in Support of FINRA’s Remote Inspections Pilot Program
New enhancements empower firms to streamline branch inspections, improve oversight, and ensure compliance—whether they participate in the pilot program or not. RegEd, the leading provider of RegTech enterprise solutions, has announced significant enhancements to its Audit Management solution to support the requirements of FINRA’s Remote Inspections Pilot Program, which began July 1, 2024. These enhancements enable firms to efficiently plan, track, and manage inspections—whether they opt into the pilot program or continue with traditional onsite inspections—while ensuring compliance with FINRA Rule 3110.18. FINRA’s three-year Remote Inspections Pilot Program allows eligible firms to conduct branch office inspections remotely instead of through […]
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