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Identify Risk Before It Happens with SCORE Risk Control Center.

Drive new levels of efficiency and increase compliance effectiveness while demonstrating a “culture of compliance” to regulatory examiners. Learn More.

Strengthen Organizational Alignment and Governance.

CODE powers comprehensive, end-to-end administration and oversight of all elements of the firm’s compliance program. Learn More.

Squeeze Out Inefficiency, Bake in Compliance.

Xchange transforms Licensing & Registration operations to support core business objectives: lowered costs, reduced risk and increased producer satisfaction. Learn More.

Case Studies
RegEd Advertising Review Solution Case Study – CUNA Mutual Group
CUNA Mutual Group’s requirements focused on eliminating manual processes, streamlining the communication between submitters
and reviewers, installing strong version control, and enabling all stakeholders to effectively track the status of submissions throughout the cycle… Read More.



RegEd Selected as “Best-in-Class” Solution for 1st Global’s Enterprise Empowerment Initiative

RegEd has announced a partnership with 1st Global, to be a part of the company’s Enterprise Empowerment Initiative (EEI)… Read more.

RegEd Announces Program for Sixth Annual Client Conference in Hilton Head Island, SC

RegEd has announced that the annual RegEd Compliance Alliance (RCA) client conference will be held in Hilton Head Island, SC, May 1-3, 2017…. Read more.

LIMRA Regulatory Compliance Exchange
May 10-12, 2017

Discuss crucial regulatory issues and learn effective compliance practices from peers and topical experts. Learn more.

FINRA Annual Conference
May 16-18, 2017

FINRA’s premier event enables practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. Learn more.