ANNUAL COMPLIANCE MEETING ON-DEMAND: CAPABILITIES

RegEd’s Annual Compliance Meeting On-Demand (ACMOD) solution is designed to meet FINRA requirements and offers a variety of topics that can be combined to create a compelling, relevant and compliant Annual Compliance Meeting.

Customizable Program

Courses can be tailored to the firm’s specifications and requirements.

Attestation Tracking

Attestations are automatically generated at the end of each training session.

Status Visibility

Automated notifications remind representatives of annual compliance obligations. Reporting provides visibility into firm-wide completion status for compliance.

Streamlined UX

Intuitive interface, online access, streamline completion of annual compliance meeting obligations.

Diverse Course Library

Multi-media and interactive courses deliver an enhanced learning experience.

Online Format

Interactive webcasts reduce costs associated with travel and management of live events.

RegEd’s Annual Compliance Meeting catalog is continuously updated with new offerings that cover evolving topics related to the industry, investment products and regulatory developments. The solution streamlines the development and delivery of courses, as well as provides attendance tracking for regulatory compliance on one platform.

ANNUAL COMPLIANCE MEETING ON-DEMAND:
RELATED RESOURCES

Content covering the latest news and best practices for education and training, from industry and RegEd subject matter experts.

WEBINAR: New Developments Related to Mandated Industry Training

This webinar provides an update on the current training and continuing education landscape impacting the training programs of insurers, broker-dealers and investment advisers.

WEBINAR: State-Mandated Training Developments and State Pandemic Relief Updates

Brandi Brown, SVP of Regulatory Affairs at RegEd, shares insight into the state-mandated training developments and state pandemic relief updates.

WEBINAR: Insurance Regulatory & Licensing Update: NIPR, NAIC & IRI

Hear from representatives of NIPR, NAIC, and IRI on important updates related to current and planned initiatives impacting the industry.

ARTICLE: RegEd Named CE Quality Partner by CFP Board

RegEd has been named a “CFP Board CE Quality Partner” after successfully meeting criteria established by Certified Financial Planner Board of Standards Inc. (CFP Board).

ANNUAL COMPLIANCE MEETING ON-DEMAND:
RELATED SOLUTIONS

Complementary solutions to power your compliance and credentialing program – all on a unified enterprise platform.

ANTI-MONEY LAUNDERING TRAINING

RegEd’s Anti-Money Laundering (AML) Program enables producers to fulfill AML training requirements and then share those results with all participating carriers.

ANNUITIES TRAINING OVERVIEW

RegEd’s Annuities Training Platform (ATP) is the industry-wide solution that enables producers to complete the required state suitability and carrier-specific product training on one shared platform.

INVESTMENT ADVISER REPRESENTATIVE CE (IAR CE)

RegEd is an approved provider of Investment Adviser Representative Continuing Education (IAR CE) courses for registered IARs of state-registered and federally covered investment advisers subject to the NASAA model rule.

FIRM ELEMENT TRAINING

RegEd is the leading provider of Firm Element training, delivering more than one million CE courses and insurance certificates on an annual basis.

CONTACT US

Schedule a personalized consultation with our solution and subject matter experts. We’ll provide an overview of how RegEd’s enterprise platform enables our clients to improve efficiency, effectiveness and transparency across the enterprise.

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